Gregg Scott Fisher
CFP®Professional Summary
Gregg Scott Fisher, CFP® is a registered financial advisor currently at QUENT CAPITAL, LLC located in New York, New York. Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gregg has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Comprehensive Financial Planning
- Retirement Planning
- Tax Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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LPL FINANCIAL LLC
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Current Firm
QUENT CAPITAL, LLC
Contact Information
Main Address
1120 Avenue Of The Americas 14th Floor, New York, NY, 10036Phone Number
(212) 796-0707# of Employees
17SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,671AUM (Assets Under Management)
$2,054,686,214Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/29/2026 | Cover Page | Report |
| 01/02/2026 | Cover Page | Report |
| 12/19/2024 | Cover Page | Report |
| 11/30/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
QUENT CAPITAL, LLC
State Registrations and Notice Filings
(11/28/2023)
(11/28/2023)
(1/3/2024)
(4/12/2024)
(11/28/2023)
(12/21/2023)
(11/28/2023)
(2/19/2021)
(11/28/2023)
(4/13/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Gregg Scott Fisher's CRS (Customer Relationship Summary).
Services Offered by Gregg
- Investment Planning
- Comprehensive Financial Planning
- Retirement Planning
- Tax Planning
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