MS
Michael J. Shanahan
STRATEGIC ADVISERS LLC
DEER PARK, NY
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CRD#: 2271465
MS
Professional summary
Michael Jude Shanahan is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Deer Park, New York and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7TO, Series 31, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-90504|OrgNmn:Deer Park Community Asscociation|Org Addr:Deer Park,New York,US|OBA Nature:Community Civic Association|Invst Rel:N|Title:Board Member At Large|Duties:Neighborhood beautification, Food Drives, Neighborhood Outdoor Movie Nights, Fall Festival|StrtDt:03-02-15|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jude Shanahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DEER PARK, NY
Current
September 9, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
September 14, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DEER PARK, NY
Past
May 11, 2021 - August 15, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Babylon, NY
Past
October 18, 2019 - August 15, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Babylon, NY
Past
October 1, 2012 - March 4, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DEER PARK, NY
Past
October 1, 2012 - March 4, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DEER PARK, NY
Past
May 27, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
DEER PARK, NY
Past
May 27, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
DEER PARK, NY
Past
April 2, 2008 - May 29, 2009
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
GLEN HEAD, NY
Past
March 2, 2006 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MELVILLE, NY
Past
October 26, 2005 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MELVILLE, NY
Past
July 11, 2005 - November 14, 2005
QUATTRO M SECURITIES INC.
BD
CRD#: 39289
NEW YORK, NY
Past
April 17, 1996 - July 28, 2004
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 25, 1992 - March 29, 1996
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2022)
RR
Alaska(9/9/2022)
RR
Arizona(9/9/2022)
RR
Arkansas(9/9/2022)
RR
California(9/9/2022)
RR
Colorado(9/9/2022)
RR
Connecticut(9/9/2022)
RR
Delaware(9/9/2022)
RR
District of Columbia(9/9/2022)
RR
Florida(9/9/2022)
RR
Georgia(9/9/2022)
RR
Hawaii(9/9/2022)
RR
Idaho(9/9/2022)
RR
Illinois(9/9/2022)
RR
Indiana(9/9/2022)
RR
Iowa(9/9/2022)
RR
Kansas(9/9/2022)
RR
Kentucky(9/9/2022)
RR
Louisiana(9/9/2022)
RR
Maine(9/9/2022)
RR
Maryland(9/9/2022)
RR
Massachusetts(9/9/2022)
RR
Michigan(9/9/2022)
RR
Minnesota(9/9/2022)
RR
Mississippi(9/9/2022)
RR
Missouri(9/9/2022)
RR
Montana(9/9/2022)
RR
Nebraska(9/9/2022)
RR
Nevada(9/9/2022)
RR
New Hampshire(9/9/2022)
RR
New Jersey(9/9/2022)
RR
New Mexico(9/9/2022)
RR
New York(9/9/2022)
IAR
New York(3/31/2025)
RR
North Carolina(9/9/2022)
RR
North Dakota(9/9/2022)
RR
Ohio(9/9/2022)
RR
Oklahoma(9/9/2022)
RR
Oregon(9/9/2022)
RR
Pennsylvania(9/9/2022)
RR
Puerto Rico(9/9/2022)
RR
Rhode Island(9/9/2022)
RR
South Carolina(9/9/2022)
RR
South Dakota(9/9/2022)
RR
Tennessee(9/9/2022)
RR
Texas(9/9/2022)
IAR
Texas(3/31/2025)
RR
Utah(9/9/2022)
RR
Vermont(9/9/2022)
RR
Virgin Islands(9/9/2022)
RR
Virginia(9/9/2022)
RR
Washington(9/9/2022)
RR
West Virginia(9/9/2022)
RR
Wisconsin(9/9/2022)
RR
Wyoming(9/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/24/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/16/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
