Donald J. Depalma

BUCKEYE WEALTH MANAGEMENT LLC

WESTERVILLE, OH 43082

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CRD#: 2271163

Professional summary

Donald John Depalma, who also goes by D J Depalma, is a registered financial advisor currently at BUCKEYE WEALTH MANAGEMENT LLC located in Westerville, Ohio.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Donald has worked at 5 firms and has passed the Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D J Depalma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALSO PROVIDE NON-INVESTMENT RELATED ESTATE PLANNING CONSULTATION ON A FEE BASIS; AM ALSO LICENSED IN OHIO FOR INSURANCE SALES. THESE ACTIVITIES ARE INCORPORATED INTO MY INVESTMENT ADVISORY SERVICES AS ADDITIONAL SERVICES PROVIDED UPON REQUEST BY THE CLIENT, AND DO NOT MAKE UP MORE THAN 25% OF MY BUSINESS IN GENERAL, AND NOT MORE THAN 25% OF TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald John Depalma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2007 - Present

BUCKEYE WEALTH MANAGEMENT LLC

Office #1: 155 Commerce Park Drive Suite 2, Westerville, OH 43082

RIA

CRD#: 143638

WESTERVILLE, OH

Past

November 10, 1999 - June 27, 2007

CAPITAL ADVISER SERVICES

RIA

CRD#: 119807

WESTERVILLE, OH

Past

January 2, 1996 - December 31, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 9, 1993 - December 31, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 29, 1992 - March 9, 1993

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/16/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 9/28/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUCKEYE WEALTH MANAGEMENT LLC

BDG WEALTH MANAGEMENT, LLC | BUCKEYE WEALTH MANAGEMENT LLC | BEST, DEPALMA & GUMMER WEALTH MANAGEMENT, LLC

CRD#: 143638 / SEC#: 801-67821

RIA

Registered Investment Advisory firm - (5/2/2012 Terminated)

Ohio

Registered Investment Advisory firm - (4/16/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

155 Commerce Park Drive Suite 2, Westerville, OH 43082

Mailing Address

Phone number

(614) 839-2090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	351
AUM (Assets Under Management)	$ 61,874,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald J. Depalma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald John Depalma's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKEYE WEALTH MANAGEMENT LLC

CAPITAL ADVISER SERVICES

CETERA WEALTH SERVICES, LLC

OPPENHEIMER & CO. INC.

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/1999

Series 6

Date: 9/28/1992

Current Firm

BUCKEYE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUCKEYE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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