WB
William H. Black
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Winter Park, FL 32792
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CRD#: 2271143
WB
Professional summary
William Howard Black JR, who also goes by Bill Black, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Winter Park, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Winter Park, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. William has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Black
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANTONETTE PROPERTIES, PO BOX 1132 WINTER PARK FL, 06/1982, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 2) ANTONETTE MARKETING INC 401(K) PLAN, 1957 HOWELL BRANCH ROAD SUITE 100 WINTER PARK FL, 01/1984, TRUSTEE, MARKETING, NIR, 10 HR/MO 10 HR/MO TRADING 3) WILLIAM H BLACK JR AND KATHLEEN A BLACK, PO BOX 1132 WINTER PARK FL, 07/1982, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 3) REEAL ESTATE LLC'S, PO BOX 1132 WINTER PARK FL, 12/2015, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 04/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 5) LIFE SETTLEMENT, 1954 HOWELL BRANCH ROAD SUITE 100 WINTER PARK FL, 03/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING 6) SPEAKING, 1954 HOWELL BRANCH ROAD SUITE 100 WINTER PARK FL, 01/2004, SPEAKER, EDUCATION, NIT, 10 HR/MO 10 HR/MO TRADING 7) GUEST ON RADIO TALK SHOWS OR PODCASTS, 1954 HOWELL BRANCH ROAD SUITE 100 WINTER PARK FL, 01/2004, SPEAKER, EDUCATION, NIR, 0 HR/MO 0 HR/MO TRADING 8) CONSULTANT, 1954 HOWELL BRANCH ROAD SUITE 100 WINTER PARK FL, 10/2004, INSURANCE CONSULTING, INV REL, 50 HR/MO 50 HR/MO TRADING 9) GP AGENCY DBA CAPSTONE HEALTH AND WELLNESS, 1954 Howell Branch Road, Suite 100, Winter Park FL 32792, United States, 10/22/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO 1 HR/MO TRADING 10) WILLIAM H. BLACK, JR., 1954 Howell Branch Road, Suite 100, Winter Park FL 32792, United States, 01/1987, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view William Howard Black JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1954 Howell Branch Rd. Ste. 100, Winter Park, FL 32792RIA
CRD#: 134139
Winter Park, FL
Current
June 6, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1954 Howell Branch Rd. Ste. 100, Winter Park, FL 32792BD
CRD#: 39543
Winter Park, FL
Past
March 16, 2018 - June 7, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WINTER PARK, FL
Past
March 18, 2014 - June 7, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WINTER PARK, FL
Past
October 24, 2012 - December 11, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
WINTER PARK, FL
Past
May 30, 1996 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
RIA
CRD#: 10105
WINTER PARK, FL
Past
May 12, 1994 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
WINTER PARK, FL
Past
April 20, 1994 - May 12, 1994
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
Past
November 12, 1992 - April 19, 1994
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/6/2024)
RR
Alaska(6/12/2024)
RR
Arizona(6/12/2024)
RR
Arkansas(6/6/2024)
RR
California(6/6/2024)
RR
Colorado(6/6/2024)
RR
Delaware(1/9/2025)
RR
Florida(6/6/2024)
IAR
Florida(6/10/2024)
RR
Georgia(6/6/2024)
RR
Hawaii(3/25/2025)
RR
Idaho(6/6/2024)
RR
Illinois(6/6/2024)
RR
Indiana(6/6/2024)
RR
Iowa(6/6/2024)
RR
Kansas(6/7/2024)
RR
Kentucky(6/6/2024)
RR
Louisiana(6/14/2024)
RR
Maine(6/6/2024)
RR
Maryland(6/13/2024)
RR
Massachusetts(6/6/2024)
RR
Michigan(6/6/2024)
RR
Missouri(6/6/2024)
RR
Montana(6/12/2024)
RR
Nevada(6/6/2024)
RR
New Jersey(6/6/2024)
RR
New Mexico(6/6/2024)
RR
New York(6/6/2024)
RR
North Carolina(6/6/2024)
RR
Ohio(6/6/2024)
RR
Oklahoma(6/6/2024)
RR
Oregon(6/6/2024)
RR
Pennsylvania(6/6/2024)
RR
South Carolina(6/6/2024)
RR
South Dakota(6/6/2024)
RR
Tennessee(6/6/2024)
RR
Texas(6/6/2024)
IAR
Texas(6/6/2024)
RR
Utah(6/6/2024)
RR
Virginia(6/6/2024)
RR
Washington(6/6/2024)
RR
West Virginia(6/6/2024)
RR
Wisconsin(6/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
