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DT

David M. Tuvlin

STUYVESANT SQUARE ADVISORS
Darien, CT 06820
Some features on this profile are disabled
CRD#: 2270820
DT

Professional summary


David Michael Tuvlin is a registered financial professional currently at STUYVESANT SQUARE ADVISORS, INC. located in Darien, Connecticut.

David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Michael Tuvlin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 2009 - Present

STUYVESANT SQUARE ADVISORS, INC.

Office #1: 30 Old Kings Highway South Suite 228, Darien, CT 06820Office #2: 30 Old Kings Highway South Suite 228, Darien, CT 06820
BD
CRD#: 148491
Darien, CT
Past

September 4, 1992 - July 9, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/12/2009)
RR
Connecticut
(6/11/2009)
RR
Florida
(1/15/2010)
RR
New Mexico
(8/6/2009)
RR
New York
(6/11/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 6/13/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SS
STUYVESANT SQUARE ADVISORS, INC.
STUYVESANT SQUARE ADVISORS, INC.

CRD#: 148491 / SEC#: , 8-68035

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
30 Old Kings Highway South Suite 228, Darien, CT 06820
Mailing Address
30 Old Kings Highway South Suite 228, Darien, CT 06820
Phone number
(917) 446-4940
Established
New York since 04/28/2008
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
TUVLIN, DAVID MICHAELPRESIDENT,TREAS, SECY, CFO, CCO2270820
HELLER, JEFFREY PHILIPFINOP3139370

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STUYVESANT SQUARE ADVISORS, INC.

CRD#: 148491Darien, CT 06820

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