Dennis R. Klimes

CLEARWATER ADVISORS

Bloomfield Township, MI

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CRD#: 2270322

Professional summary

Dennis Rastislav Klimes Mr., who also goes by Dennis Rastislav Klimes, is a registered financial advisor currently at CLEARWATER ADVISORS, LLC located in Bloomfield Township, Michigan.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Dennis has worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Rastislav Klimes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Rastislav Klimes Mr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2021 - Present

CLEARWATER ADVISORS, LLC

RIA

CRD#: 116865

Bloomfield Township, MI

Past

October 29, 2020 - September 13, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

September 14, 2020 - September 13, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

June 1, 2009 - January 9, 2015

MORGAN STANLEY

RIA

CRD#: 149777

SEATTLE, WA

Past

June 1, 2009 - January 9, 2015

MORGAN STANLEY

CRD#: 149777

SEATTLE, WA

Past

June 2, 1998 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

January 25, 1995 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SEATTLE, WA

Past

December 5, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SEATTLE, WA

Past

October 6, 1992 - December 14, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARWATER ADVISORS, LLC

CLEARWATER ADVISORS, LLC | CLEARWATER SECURITIES, LLC

CRD#: 116865 / SEC#: 801-60686

RIA

Registered Investment Advisory firm - (11/9/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/27/2022)

IAR

Idaho
(9/17/2021)

IAR

Michigan
(3/7/2024)

IAR

Washington
(9/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/29/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/14/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/9/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/8/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/1992

General Securities Representative Examination

Current Firm

CLEARWATER ADVISORS, LLC

CLEARWATER ADVISORS, LLC | CLEARWATER SECURITIES, LLC

CRD#: 116865 / SEC#: 801-60686

RIA

Registered Investment Advisory firm - (11/9/2001 Approved)

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Contact information

Main Address

101 S. Capitol Blvd Suite 1201, Boise, ID 83702

Mailing Address

Phone number

(208) 433-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A CLEARWATER (3/6/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 4,525,460,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis R. Klimes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Rastislav Klimes Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

CLEARWATER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2020

Series 63

Date: 9/29/2020

Series 65

Date: 9/14/1993

SIE

Date: 9/9/2020

Series 3

Date: 1/8/1993

Series 7

Date: 10/5/1992

Current Firm

CLEARWATER ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARWATER ADVISORS, LLC

TRUST BUT VERIFY

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