MC
Mariafrancesca Carli
BDT & MSD PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 2270182
MC
Professional summary
Mariafrancesca Carli is a registered financial professional currently at BDT & MSD PARTNERS, LLC located in New York, New York.
Mariafrancesca is registered as a RR (Registered Representative) and started their career in finance in 1992. Mariafrancesca has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mariafrancesca Carli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2015 - Present
BDT & MSD PARTNERS, LLC
Office #1: 550 Madison Avenue 20th Floor, New York, NY 10022BD
CRD#: 150459
New York, NY
Past
September 29, 2011 - June 4, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 10, 1992 - August 7, 2007
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2015)
RR
Alaska(6/16/2015)
RR
Arizona(6/16/2015)
RR
Arkansas(6/16/2015)
RR
California(6/16/2015)
RR
Colorado(6/16/2015)
RR
Connecticut(6/16/2015)
RR
Delaware(6/16/2015)
RR
District of Columbia(6/16/2015)
RR
Florida(6/16/2015)
RR
Georgia(6/16/2015)
RR
Hawaii(6/16/2015)
RR
Idaho(6/16/2015)
RR
Illinois(6/16/2015)
RR
Indiana(6/16/2015)
RR
Iowa(6/16/2015)
RR
Kansas(6/16/2015)
RR
Kentucky(6/16/2015)
RR
Louisiana(6/16/2015)
RR
Maine(6/16/2015)
RR
Maryland(6/16/2015)
RR
Massachusetts(6/16/2015)
RR
Michigan(6/16/2015)
RR
Minnesota(6/16/2015)
RR
Mississippi(6/16/2015)
RR
Missouri(6/16/2015)
RR
Montana(6/16/2015)
RR
Nebraska(6/16/2015)
RR
Nevada(6/16/2015)
RR
New Hampshire(6/16/2015)
RR
New Jersey(6/16/2015)
RR
New Mexico(6/16/2015)
RR
New York(6/16/2015)
RR
North Carolina(6/16/2015)
RR
North Dakota(6/16/2015)
RR
Ohio(6/16/2015)
RR
Oklahoma(6/16/2015)
RR
Oregon(6/16/2015)
RR
Pennsylvania(6/16/2015)
RR
Rhode Island(6/16/2015)
RR
South Carolina(6/16/2015)
RR
South Dakota(6/16/2015)
RR
Tennessee(6/16/2015)
RR
Texas(6/16/2015)
RR
Utah(6/16/2015)
RR
Vermont(6/16/2015)
RR
Virginia(6/16/2015)
RR
Washington(6/16/2015)
RR
West Virginia(6/16/2015)
RR
Wisconsin(6/16/2015)
RR
Wyoming(6/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BDT & MSD PARTNERS, LLC
BDT & COMPANY, LLC | BDT & MSD PARTNERS, LLC
CRD#: 150459 / SEC#: , 8-68263
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Mailing Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Phone number
(312) 660-7300
Established
Delaware since 04/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BDT & MSD HOLDINGS, L.P. | SOLE MEMBER | |
| BURNS, MICHAEL EDWIN | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2817817 |
| FEINGOLD, CHAD MORGAN | CHIEF OPERATING OFFICER | 4564290 |
| JESTER, DAN HAMILL | PRESIDENT | 2088996 |
| LEMKAU, GREGG ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2529069 |
| MATHEWS, ERIKA LYNN | VICE PRESIDENT | 6230510 |
| MICHEL, CINDY ZEE | VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER | 4661808 |
| ORR, SAN WATTERSON III | PRESIDENT | 2931458 |
| TODD, MARY ANN | CHIEF LEGAL OFFICER AND SECRETARY | 6910167 |
| TROTT, BYRON DAVID | CO-CHIEF EXECUTIVE OFFICER | 1082133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
