MC
Mark E. Caner
TOUCHSTONE SECURITIES
CINCINNATI, OH 45202
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CRD#: 2269754
MC
Professional summary
Mark Erdem Caner, CFP® is a registered financial professional currently at TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mark Erdem Caner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 26, 2006 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202BD
CRD#: 1526
CINCINNATI, OH
Past
August 25, 2000 - October 13, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
August 18, 1992 - January 3, 2001
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2006)
RR
Alaska(10/30/2006)
RR
Arizona(10/30/2006)
RR
Arkansas(10/30/2006)
RR
California(10/30/2006)
RR
Colorado(10/30/2006)
RR
Connecticut(10/30/2006)
RR
Delaware(10/30/2006)
RR
District of Columbia(10/30/2006)
RR
Florida(10/30/2006)
RR
Georgia(10/30/2006)
RR
Hawaii(10/30/2006)
RR
Idaho(10/30/2006)
RR
Illinois(10/30/2006)
RR
Indiana(10/26/2006)
RR
Iowa(10/30/2006)
RR
Kansas(10/30/2006)
RR
Kentucky(10/30/2006)
RR
Louisiana(10/30/2006)
RR
Maine(10/30/2006)
RR
Maryland(10/30/2006)
RR
Massachusetts(10/30/2006)
RR
Michigan(10/30/2006)
RR
Minnesota(10/30/2006)
RR
Mississippi(10/30/2006)
RR
Missouri(10/30/2006)
RR
Montana(10/30/2006)
RR
Nebraska(10/30/2006)
RR
Nevada(10/30/2006)
RR
New Hampshire(10/30/2006)
RR
New Jersey(10/30/2006)
RR
New Mexico(10/30/2006)
RR
New York(10/30/2006)
RR
North Carolina(10/30/2006)
RR
North Dakota(10/30/2006)
RR
Ohio(10/27/2006)
RR
Oklahoma(10/30/2006)
RR
Oregon(10/30/2006)
RR
Pennsylvania(10/30/2006)
RR
Puerto Rico(10/30/2006)
RR
Rhode Island(10/30/2006)
RR
South Carolina(10/30/2006)
RR
South Dakota(10/30/2006)
RR
Tennessee(10/30/2006)
RR
Texas(10/30/2006)
RR
Utah(10/30/2006)
RR
Vermont(10/30/2006)
RR
Virginia(10/30/2006)
RR
Washington(10/30/2006)
RR
West Virginia(10/30/2006)
RR
Wisconsin(10/30/2006)
RR
Wyoming(10/30/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TOUCHSTONE SECURITIES, INC.
CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, INC.
CRD#: 1526 / SEC#: , 8-14052
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Mailing Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Phone number
(513) 362-8000
Established
Nebraska since 02/27/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFS FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AARTS, ERIK | VP, SENIOR FIXED INCOME STRATEGIST | 2556961 |
| ALGE, BENJAMIN J | PRESIDENT | 6225581 |
| BRAY, TIMOTHY ALLEN | DIVISIONAL VICE PRESIDENT | 1858477 |
| CONNELLY, LINDSAY MICHELLE | AVP & ASSISTANT TREASURER | 7212999 |
| COSTANZA, TIMOTHY JOHN | VP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT | 4471461 |
| HERRON, SARAH SPARKS | SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | VP, CORPORATE FINANCE AND TREASURER | 6607547 |
| JONES, MICHAEL STEPHEN | ASSISTANT VICE PRESIDENT | 5537600 |
| KOERNER, RICHARD MICHAEL | VP, SENIOR ETF SALES SPECIALIST | 2249223 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOCK, MARY TAYLOR | SVP & HEAD OF DISTRIBUTION | 5276399 |
| MORSE, JULIE LYNN | SVP, MARKETING | 6743435 |
| MUSGROVE, JOHN S | AVP - ASSISTANT TREASURER | 6607165 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE | 1327230 |
| WIEDENHEFT, TERRIE ANN | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 2619213 |
| WITTMAN, SCOTT | VICE PRESIDENT, TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOUCHSTONE SECURITIES, INC.
CRD#: 1526Cincinnati, OH 45202TRUST BUT VERIFY
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