William W. Tice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Wellborn Tice, who also goes by Bill Tice, William Tice, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2014 - January 3, 2022
BRITEHORN SECURITIES
September 3, 2013 - May 28, 2014
SIGULER GUFF GLOBAL MARKETS, LLC
November 29, 2005 - January 25, 2010
PARK HILL GROUP LLC
August 25, 2005 - December 6, 2005
BLACKSTONE SECURITIES PARTNERS L.P.
October 21, 2004 - February 1, 2005
CANTOR FITZGERALD & CO.
June 29, 1998 - August 28, 1998
JPMSI
March 11, 1993 - September 12, 1997
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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