AL
Amy A. Lord
SUNCOAST EQUITY MANAGEMENT
Tampa, FL 33609
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CRD#: 2269391
AL
Professional summary
Amy Allen Lord, CFA, who also goes by Amy Allen, is a registered financial advisor currently at SUNCOAST EQUITY MANAGEMENT, LLC located in Tampa, Florida.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Amy has worked at 1 firm and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Allen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Allen Lord's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 3, 2015 - Present
SUNCOAST EQUITY MANAGEMENT, LLC
Office #1: 5550 W Executive Dr Suite 320, Tampa, FL 33609RIA
CRD#: 108289
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SUNCOAST EQUITY MANAGEMENT, LLC
SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
RIA
Registered Investment Advisory firm - (8/8/2003 Approved)Alabama
Registered Investment Advisory firm - (11/5/2004 Terminated)Connecticut
Registered Investment Advisory firm - (8/19/2003 Terminated)Florida
Registered Investment Advisory firm - (8/8/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 8/5/1992
Non-Member General Securities ExaminationCurrent Firm
SUNCOAST EQUITY MANAGEMENT, LLC
SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
RIA
Registered Investment Advisory firm - (8/8/2003 Approved)Alabama
Registered Investment Advisory firm - (11/5/2004 Terminated)Connecticut
Registered Investment Advisory firm - (8/19/2003 Terminated)Florida
Registered Investment Advisory firm - (8/8/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5550 W Executive Dr Suite 320, Tampa, FL 33609
Mailing Address
Phone number
(813) 963-0502
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 810 |
| AUM (Assets Under Management) | $ 1,866,702,990 |
Red Flags
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Company Information
SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289Tampa, FL 33609TRUST BUT VERIFY
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