Matthew D. Alpert
Professional summary
Matthew Drew Alpert is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Towson, Maryland.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Drew Alpert's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 501 Fairmount Ave Suite 200, Towson, MD 21286September 30, 2016 - January 9, 2026
WELLS FARGO CLEARING SERVICES, LLC
September 1, 2016 - January 9, 2026
WELLS FARGO CLEARING SERVICES, LLC
October 2, 2015 - September 2, 2016
MSI FINANCIAL SERVICES, INC.
September 16, 2015 - September 2, 2016
MSI FINANCIAL SERVICES, INC.
April 25, 2006 - September 3, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 25, 2005 - September 3, 2015
TD AMERITRADE, INC.
February 28, 2005 - September 3, 2015
TD AMERITRADE, INC.
October 20, 2004 - December 9, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - December 9, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 11, 2002 - October 20, 2004
QUICK & REILLY, INC.
January 12, 1993 - October 20, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2026)
(2/12/2026)
(2/12/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 2/24/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
