Robert E. Hill

ROSE CAPITAL ADVISORS

Westport, CT

Some features on this profile are disabled

CRD#: 2268971

Professional summary

Robert Evan Hill, who also goes by Bob Hill, is a registered financial advisor currently at ROSE CAPITAL ADVISORS, LLC located in Westport, Connecticut and SAXONY SECURITIES, INC. located in Westport, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 6/2025 Rose Capital Advisors, LLC; Investment Advisory Firm; Senior Wealth Advisor/Investment Adviser Representative; Investment Related; Westport, CT 06880; 120 hrs/month; 60 hrs during trading hrs/month Provides Investment Advise 2.) 6/2025 Saxony Securities, Inc; Broker Dealer; Registered Representative; Investment Related; Westport, CT 06880; 65 hrs/month; 50 hrs during trading hrs/month; traditional non-advisory client trading and non-fee based, long term structured investment 3.) 9/2017 Licensed Independent Insurance Agent; Investment Related; Various Insurance Companies; Westport, CT 06880; Non-Variable, Life & Health Insurance 4) Rose Capital Advisors; DBA for Investment-Related Activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Evan Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

ROSE CAPITAL ADVISORS, LLC

RIA

CRD#: 173054

Westport, CT

Current

June 23, 2025 - Present

SAXONY SECURITIES, INC.

Office #1: 8 Wright St, Westport, CT 06880

CRD#: 115547

Westport, CT

Past

August 31, 2017 - May 30, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Westport, CT

Past

August 31, 2017 - May 30, 2025

MORGAN STANLEY

CRD#: 149777

Westport, CT

Past

October 23, 2009 - September 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTPORT, CT

Past

October 23, 2009 - September 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTPORT, CT

Past

November 12, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SCARSDALE, NY

Past

November 7, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SCARSDALE, NY

Past

June 28, 2006 - November 10, 2008

DOMINICK & DICKERMAN LLC

RIA

CRD#: 7344

NEW YORK, NY

Past

February 2, 2006 - November 10, 2008

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

December 6, 2001 - February 1, 2006

TRAUTMAN WASSERMAN & COMPANY, INC.

CRD#: 33007

NEW YORK, NY

Past

October 5, 1992 - December 14, 2001

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/23/2025)

California
(6/25/2025)

Connecticut
(7/10/2025)

IAR

Connecticut
(7/10/2025)

Florida
(8/25/2025)

New York
(7/11/2025)

North Carolina
(7/14/2025)

Ohio
(6/27/2025)

South Carolina
(7/14/2025)

Virginia
(7/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/31/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

119 Washington Avenue Suite 400, Miami Beach, FL 33139

Mailing Address

Phone number

(305) 534-7673

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSE FORM ADV PART 2 WRAP FEE BROCHURE (7/25/2025)

ROSE FORM ADV 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	911
AUM (Assets Under Management)	$ 663,626,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert E. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Evan Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

DOMINICK & DICKERMAN LLC

DOMINICK & DICKERMAN LLC

TRAUTMAN WASSERMAN & COMPANY, INC.

SANDS BROTHERS & CO., LTD.

Primary Firm SEC Registration

ROSE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2001

Series 63

Date: 10/26/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1992

Series 8

Date: 3/31/1999

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors