Bruce Jon Raabe
Professional Summary
Bruce Jon Raabe is a registered financial advisor currently at RELEVANT WEALTH ADVISORS, LLC located in Mill Valley, California. Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bruce has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 87, Series 16, Series 7, Series 10, Series 9, Series 27, Series 14, Series 12, Series 4, Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
COLLINS & CO. | RELEVANT WEALTH ADVISORS, LLC | RELEVANT WEALTH & INSURANCE SERVICES, LLC | RELEVANT WEALTH | COLLINS & COMPANY, LLC
Contact Information
Main Address
2 Belvedere Place Ste 200, Mill Valley, CA 94941Phone Number
(415) 925-4000Established
California since 07/01/1999Firm Type
Limited Liability CompanyFiscal Year End
December# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAABE, BRUCE JON | CHIEF COMPLIANCE OFFICER, CEO, CFO & MANAGING MEMBER | 2268947 |
Regulatory Assets Under Management
Total Number of Accounts
67AUM (Assets Under Management)
$799,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COLLINS & CO. | RELEVANT WEALTH ADVISORS, LLC | RELEVANT WEALTH & INSURANCE SERVICES, LLC | RELEVANT WEALTH | COLLINS & COMPANY, LLC
State Registrations and Notice Filings
(12/15/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2004About the Series 87 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 12 — NYSE Branch Manager Examination
Passed Oct 1996Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Bruce Jon Raabe's CRS (Customer Relationship Summary).
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