John P. Balfe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Balfe was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 5 firms and has passed the Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2020 - January 14, 2025
CMD GLOBAL PARTNERS, LLC
February 24, 2020 - October 19, 2020
STILLPOINT CAPITAL, LLC
June 1, 2017 - March 2, 2020
XMS CAPITAL PARTNERS, LLC
October 31, 2002 - January 12, 2005
LAZARD FRERES & CO. LLC
September 7, 1995 - April 19, 1996
ROBERT FLEMING INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 3/1/2024
Limited Representative-Private Securities OfferingsCurrent Firm
CMD GLOBAL PARTNERS, LLC
CRD#: 306063 / SEC#: , 8-70432
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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