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Henry Noel Jr

CRD# 2268829·Registered 1992 - 2020
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry Noel JR, who also goes by Henry Jr Noel, was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 1992 - 2020. Henry had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Henry Jr Noel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
August 14, 2019 - May 26, 2020
NEWCOMB AND COMPANY·CRD# 16851
BD
Hampton Falls, NH
December 14, 2011 - March 17, 2015
NILE CAPITAL, LLC·CRD# 122994
BD
Waban, MA
September 11, 2006 - October 11, 2010
MCC SECURITIES, INC.·CRD# 40776
BD
New York, NY
July 11, 2005 - June 24, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 9, 2003 - December 13, 2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
New York, NY
November 12, 1993 - December 31, 1998
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
August 17, 1992 - January 19, 1993

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Current Firm

OC
OCP CAPITAL, LLC

OCP CAPITAL, LLC | OUNAVARRA CAPITAL PARTNERS | OUNAVARRA CAPITAL LLC

CRD#: 143381 / SEC#: 8-67556
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

12156 Longwood Green Dr, Wellington, FL 33414

Mailing Address

12156 Longwood Green Dr, Wellington, FL 33414

Phone Number

(917) 656-5997

Established

Delaware since 01/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMERA CAPITAL PARTNERS, LLCMEMBER—
RUDMAN, GEORGE PAULPRESIDENT, CCO, FINOP2757828

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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