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FD

Francisco R. De Torres Highley

NATIONWIDE PLANNING ASSOCIATES
Hato Rey, PR 00918
Some features on this profile are disabled
CRD#: 2268734
FD

Professional summary

Francisco Ramon De Torres Highley III, who also goes by Francisco Ramon De Torres III, Francisco Famon Detorres Ii, Francisco Famon Detorres III, Francisco Ramon Detorres Iii, Francisco Ramon Torres Iii, is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Hato Rey, .

Francisco is registered as a RR (Registered Representative) and started their career in finance in 1992. Francisco has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francisco Ramon De Torres Iii | Francisco Famon Detorres Ii | Francisco Famon Detorres Iii | Francisco Ramon Detorres Iii | Francisco Ramon Torres Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francisco Ramon De Torres Highley III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2016 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: #31 Calaf Street, Hato Rey, PR 00918
BD
CRD#: 31029
Hato Rey, PR
Past

February 17, 2011 - January 21, 2016

ORIENTAL FINANCIAL SERVICES LLC

BD
CRD#: 29753
SAN JUAN, PR
Past

December 8, 2007 - December 8, 2007

POPULAR SECURITIES, LLC

RIA
CRD#: 8096
HATO REY, PR
Past

December 8, 2007 - January 28, 2011

POPULAR SECURITIES, LLC

BD
CRD#: 8096
SAN JUAN, PR
Past

July 2, 1999 - December 18, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN JUAN, PR
Past

August 20, 1996 - June 30, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 12, 1994 - September 9, 1996

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

BD
CRD#: 13042
HATO REY, PR
Past

October 8, 1992 - September 9, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/4/2016)
RR
New Jersey
(1/4/2016)
RR
New York
(1/4/2016)
RR
Puerto Rico
(1/4/2016)
RR
Texas
(1/4/2016)
RR
Virginia
(1/4/2016)
RR
Washington
(6/22/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NP
NATIONWIDE PLANNING ASSOCIATES INC.
NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029 / SEC#: , 8-45310

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Phone number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

Disclosures

Regulatory Event3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029Hato Rey, PR 00918

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