Robert A. Marsh

STRATEGIC ADVISERS LLC

SWAYZEE, IN

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CRD#: 2268608

Professional summary

Robert A. Marsh, who also goes by Andy Marsh, Robert Andrew Marsh, Robert Marsh, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Swayzee, Indiana and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Marsh | Robert Andrew Marsh | Robert Marsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert A. Marsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 100 Howe Drive, Covington, KY 41015

RIA

CRD#: 104555

SWAYZEE, IN

Current

November 16, 2010 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 100 Howe Drive, Covington, KY 41015

CRD#: 7784

Covington, KY

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

July 25, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SWAYZEE, IN

Past

June 1, 2010 - September 13, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

May 28, 2010 - September 13, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

July 10, 2009 - May 20, 2010

OPEN MIND INVESTING

RIA

CRD#: 150739

CONVERSE, IN

Past

August 16, 2005 - May 11, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

WEST LAFAYETTE, IN

Past

April 15, 2005 - June 24, 2005

STIFEL INDEPENDENT ADVISORS, LLC

RIA

CRD#: 28218

CONVERSE, IN

Past

April 12, 2005 - April 13, 2005

STIFEL INDEPENDENT ADVISORS, LLC

RIA

CRD#: 28218

CONVERSE, IN

Past

April 12, 2005 - June 24, 2005

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

ST. LOUIS, MO

Past

September 20, 2000 - April 7, 2005

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

LOGANSPORT, IN

Past

March 8, 2000 - December 31, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

March 8, 2000 - April 7, 2005

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

January 4, 1999 - March 1, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 22, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 13, 1995 - September 22, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 1, 1994 - April 20, 1995

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

March 6, 1993 - March 9, 1994

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 8, 1992 - March 1, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/7/2022)

Florida
(1/5/2018)

Illinois
(11/17/2010)

Indiana
(11/17/2010)

IAR

Indiana
(3/31/2025)

Kentucky
(11/17/2010)

Michigan
(11/29/2010)

Ohio
(11/17/2010)

Texas
(2/22/2021)

IAR

Texas
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/4/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1999

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert A. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert A. Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OPEN MIND INVESTING

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

NATCITY INVESTMENTS, INC.

NATCITY INSURANCE SERVICES, INC.

NATCITY INVESTMENTS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

EDWARD JONES

PNC BROKERAGE CORP

CAPITAL BROKERAGE CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2009

Series 63

Date: 3/10/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1995

Series 6

Date: 12/4/1992

Series 24

Date: 9/28/1999

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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