Mark E. Golden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Golden, who also goes by Mark Edward Golden, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2023 - October 18, 2024
UMERGENCE LLC
April 25, 2022 - January 9, 2023
ENTORO SECURITIES, LLC
July 2, 2019 - July 1, 2021
ENTORO SECURITIES, LLC
January 12, 1998 - October 18, 2001
HORNBLOWER & WEEKS, INC.
August 5, 1996 - January 5, 1998
GLOBAL FINANCIAL GROUP, INC.
November 16, 1995 - August 26, 1996
EURO-ATLANTIC SECURITIES INC.
May 23, 1994 - November 7, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
May 5, 1993 - May 25, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 7/2/2019
Limited Representative-Private Securities OfferingsCurrent Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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