Ledice Sweeney
Professional summary
Ledice Sweeney, who also goes by Ledice Bustos, is a registered financial professional currently at AMERICAN VETERANS GROUP, PBC located in Melville, New York.
Ledice is registered as a RR (Registered Representative) and started their career in finance in 1994. Ledice has worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ledice Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2020 - Present
AMERICAN VETERANS GROUP, PBC
Office #1: 324 S. Service Road Suite 107, Melville, NY 11747April 19, 2010 - November 1, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
March 27, 2006 - April 19, 2010
ALTRUSHARE SECURITIES LLC
November 11, 2002 - March 13, 2006
THE GRISWOLD COMPANY, INCORPORATED
May 11, 2000 - February 6, 2002
COWEN EXECUTION SERVICES LLC
June 29, 1998 - January 7, 2000
UBS SECURITIES LLC
February 15, 1994 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2020)
Exams
Series 55
Date: 9/5/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN VETERANS GROUP, PBC
CRD#: 291933 / SEC#: , 8-70063
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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