CR
Cyril B. Roseman
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CRD#: 2268422
CR
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cyril Bahr Roseman, CFP®, who also goes by Cy Roseman, was a registered financial professional .
Cyril is a previously registered financial professional and started their career in finance in 1992. Cyril had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Cy Roseman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LYFT, NON-INVESTMENT RELATED, 7317 El Cajon Blvd #103A, LA MESA, CA 91942, LOCAL DRIVING SERVICE, PART-TIME DRIVER, SINCE 1/21/2017, DEVOTED TIME IS 40 HOURS A MONTH, PICKUP AND DELIVERY OF SCHEDULED PASSENGERS. 2) BRIDGEWEST FINANCIAL AND INSURANCE SERVICES dba RETIREMENT NEST EGG SERVICES, NON-INVESTMENT RELATED,LA MESA, CA 92065, PRESIDENT, SINCE 1/2001, PLAN, DESIGN AND IMPLEMENT MARKETING STRATEGY, EDUCATIONAL SEMINARS, AND SALES PROGRAMS, FIXED INSURANCE SERVICES AND FINANCIAL CONSULTANT SERVICES, PLANNING CLIENT SOLUTIONS, DESIGNING SPECIFIC INVESTMENT PROGRAMS, ANALYZING ALTERNATIVE AND POSSIBLE OUTCOMES, SCHEDULING EVENTS AND MARKETING PROGRAMS. DEVOTE TIME IS 45 HRS A MONTH. 3) CYRIL ROSEMAN dba CALI DIRECT SHOPPING; NOT INVESTMENT RELATED; AMAZON ASSOCIATE; 06/2019; LA MESA, CA; 10 HOURS PER MONTH; NONE DURING SECURITIES TRADING
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Past
January 7, 2021 - April 24, 2025
PORTFOLIO MEDICS, LLC
RIA
CRD#: 145958
La Mesa, CA
Past
August 2, 2018 - December 31, 2020
CPR INVESTMENTS INC
RIA
CRD#: 139067
LA MESA, CA
Past
April 11, 2002 - February 19, 2006
BRIDGEWEST FINANCIAL & INSURANCE SERVICES, INC.
RIA
CRD#: 117721
PEBBLE BEACH, CA
Past
January 22, 2002 - December 15, 2017
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
RAMONA, CA
Past
January 2, 2002 - December 15, 2017
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
RAMONA, CA
Past
November 16, 1998 - January 7, 2002
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
March 19, 1998 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
BD
CRD#: 21986
CARLSBAD, CA
Past
January 4, 1995 - March 17, 1998
FINANCIAL WEST GROUP
BD
CRD#: 16668
RENO, NV
Past
May 5, 1994 - December 31, 1994
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
BOSTON, MA
Past
October 9, 1992 - May 13, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 9, 1992 - May 13, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1766
Established
Firm type
Fiscal year end
# of Employees
75
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
