SO
Steven C. Owens
BCP SECURITIES
Greenwich, CT 06830
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CRD#: 2268295
SO
Professional summary
Steven Craig Owens is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Craig Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 1992 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830BD
CRD#: 27063
Greenwich, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/7/1992)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/5/1992
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BCP SECURITIES, INC.
BAER, CROSBY, PIKE INC. | BCP SECURITIES, LLC | BCP SECURITIES, INC. | BCP SECURITIES, INC | BCP INC.
CRD#: 27063 / SEC#: , 8-42836
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830
Mailing Address
289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830
Phone number
(203) 629-2181
Established
Delaware since 12/10/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIKE, RANDALL EMORY | CHAIRMAN | 1926966 |
| HOUSON, RICARDO CARLOS | SHAREHOLDER | 2943538 |
| LUQUE SUESCUN, JUAN CARLOS | SHAREHOLDER | 2373875 |
| OWENS, STEVEN CRAIG | SHAREHOLDER | 2268295 |
| SMITH, DAVID CHRISTOPHER | SHAREHOLDER | 2749802 |
| BAGORDA, FELICE | SHAREHOLDER/CEO | 5439644 |
| BILAL, MUHAMMAD OMAR | SHAREHOLDER | 6272625 |
| BURKE, EDWARD JOHN JR. | SHAREHOLDER | 2398546 |
| CLEVEN, PETER DAMION | CHIEF COMPLIANCE OFFICER | 6400894 |
| DAELLENBACH, RENE | SHAREHOLDER | 2555076 |
| DELLA CIOPPA, MAURO | SHAREHOLDER | 4961537 |
| DIAZ, NATALIE HELEN | SHAREHOLDER | 4691258 |
| GARCIA, EDWIN ERNESTO | SHAREHOLDER / FINOP | 4154949 |
| GUTIERREZ, JAVIER | SHAREHOLDER | 6482968 |
| HARPER, JAMES VANCE | SHAREHOLDER | 4014076 |
| HOUGH, BENJAMIN COLIN | SHAREHOLDER | 2396825 |
| KHALITOV, BULAT | SHAREHOLDER | 6387636 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
