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GV

Gregory J. Vandervelde

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 2268195
GV

Professional summary

Gregory John Vandervelde, who also goes by Greg Vandervelde, Vandy Vandervelde, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 11 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Vandervelde | Vandy Vandervelde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory John Vandervelde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

December 13, 2024 - November 7, 2025

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

July 16, 2014 - October 27, 2021

CAMBIAR INVESTORS, LLC

RIA
CRD#: 115093
DENVER, CO
Past

December 18, 2013 - October 20, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
DENVER, CO
Past

July 19, 2013 - October 11, 2013

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

January 28, 2013 - October 11, 2013

CURIAN CLEARING, LLC

BD
CRD#: 132938
DENVER, CO
Past

August 25, 2006 - June 12, 2012

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
CENTENNIAL, CO
Past

August 22, 2005 - June 27, 2006

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
DENVER, CO
Past

August 13, 1997 - November 16, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 8, 1996 - February 11, 1997

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

August 8, 1996 - February 11, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

June 10, 1993 - March 27, 1996

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/4/2026)
RR
Alaska
(1/4/2026)
RR
Arizona
(1/4/2026)
RR
Arkansas
(1/4/2026)
RR
California
(12/1/2025)
RR
Colorado
(12/1/2025)
RR
Connecticut
(1/4/2026)
RR
Delaware
(1/4/2026)
RR
District of Columbia
(1/4/2026)
RR
Florida
(12/1/2025)
RR
Georgia
(12/1/2025)
RR
Hawaii
(1/4/2026)
RR
Idaho
(1/4/2026)
RR
Illinois
(12/1/2025)
RR
Indiana
(1/4/2026)
RR
Iowa
(1/4/2026)
RR
Kansas
(1/4/2026)
RR
Kentucky
(1/4/2026)
RR
Louisiana
(1/4/2026)
RR
Maine
(1/4/2026)
RR
Maryland
(1/4/2026)
RR
Massachusetts
(1/4/2026)
RR
Michigan
(1/4/2026)
RR
Minnesota
(1/4/2026)
RR
Mississippi
(1/4/2026)
RR
Missouri
(1/4/2026)
RR
Montana
(1/4/2026)
RR
Nebraska
(1/4/2026)
RR
Nevada
(1/4/2026)
RR
New Hampshire
(1/4/2026)
RR
New Jersey
(1/4/2026)
RR
New Mexico
(12/1/2025)
RR
New York
(12/1/2025)
RR
North Carolina
(1/4/2026)
RR
North Dakota
(1/4/2026)
RR
Ohio
(12/2/2025)
RR
Oklahoma
(1/4/2026)
RR
Oregon
(1/4/2026)
RR
Pennsylvania
(1/4/2026)
RR
Puerto Rico
(1/4/2026)
RR
Rhode Island
(1/4/2026)
RR
South Carolina
(1/4/2026)
RR
South Dakota
(1/4/2026)
RR
Tennessee
(1/4/2026)
RR
Texas
(12/1/2025)
RR
Utah
(12/1/2025)
RR
Vermont
(1/4/2026)
RR
Virgin Islands
(1/4/2026)
RR
Virginia
(1/4/2026)
RR
Washington
(1/4/2026)
RR
West Virginia
(1/4/2026)
RR
Wisconsin
(1/4/2026)
RR
Wyoming
(1/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/19/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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