Davor Beverin

THEMIS TRADING LLC

Chatham, NJ 07928

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CRD#: 2267884

Professional summary

Davor Beverin is a registered financial professional currently at THEMIS TRADING LLC located in Chatham, New Jersey.

Davor is registered as a RR (Registered Representative) and started their career in finance in 1998. Davor has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Davor Beverin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2015 - Present

THEMIS TRADING LLC

Office #1: 10 Town Square, Suite 100, Chatham, NJ 07928Office #2: 10 Town Square, Suite 100, Chatham, NJ 07928

CRD#: 120116

Chatham, NJ

Past

August 4, 2014 - April 6, 2015

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

June 13, 2013 - August 4, 2014

FM PARTNERS HOLDINGS LLC

CRD#: 134736

NEW YORK, NY

Past

February 24, 2005 - May 31, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

August 1, 2000 - March 1, 2005

INSTINET, LLC

CRD#: 42886

NEW YORK, NY

Past

February 12, 1998 - August 1, 2000

REUTERS C CORPORATION

CRD#: 14408

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/17/2015)

California
(9/22/2020)

Colorado
(6/26/2015)

Florida
(12/5/2019)

Georgia
(11/29/2022)

New Jersey
(3/13/2015)

New York
(3/13/2015)

Ohio
(3/16/2015)

Texas
(3/19/2025)

Exams

State Security Law Exam

Series 63

Date: 12/2/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/28/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/10/1998

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

THEMIS TRADING LLC

CRD#: 120116 / SEC#: , 8-65260

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

10 Town Square, Suite 100, Chatham, NJ 07928

Mailing Address

10 Town Square, Suite 100, Chatham, NJ 07928

Phone number

(973) 665-9600

Established

Delaware since 02/19/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SALUZZI, JOSEPH CARL	MANAGING MEMBER	1806970
WILSON, SCOTT ANDREW	MANAGING MEMBER	1558866
ZAJAC, PAUL SCOTT	CCO	4096864
ZAJAC, PAUL SCOTT	MANAGING MEMBER	4096864
ZAJAC, PAUL SCOTT	CEO	4096864
ZAJAC, PAUL SCOTT	COO	4096864
FULVIO, GENNARO JOHN	CFO	2435828
FULVIO, GENNARO JOHN	FINANCIAL AND OPERATIONS PRINCIPAL	2435828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Davor Beverin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Davor Beverin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXIM GROUP LLC

FM PARTNERS HOLDINGS LLC

DIRECT ACCESS PARTNERS LLC

INSTINET, LLC

REUTERS C CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/2013

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/28/2000

Series 7

Date: 2/10/1998

FINRA

Investors' Exchange LLC

Current Firm

THEMIS TRADING LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THEMIS TRADING LLC

TRUST BUT VERIFY

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