Karin D. Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karin Day Mcknight, who also goes by Karin Day Smith, was a registered financial professional .
Karin is a previously registered financial professional and started their career in finance in 1992. Karin had worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2006 - January 2, 2019
ALLEN & COMPANY OF FLORIDA, LLC
November 30, 1992 - January 11, 2019
ALLEN & COMPANY OF FLORIDA, LLC
September 17, 1992 - December 5, 1992
ROTHSCHILD GLOBAL INVESTMENTS, INC.
September 14, 1992 - September 28, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN & COMPANY OF FLORIDA, LLC
CRD#: 25 / SEC#: 801-57874, 8-9877
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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