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MH

Matthew J. Hickman

GREENWICH CREEK CAPITAL MANAGEMENT
Stamford, CT
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CRD#: 2266807
MH

Professional summary


Matthew John Kyrle Hickman, who also goes by Matthew John Hickman, is a registered financial advisor currently at GREENWICH CREEK CAPITAL MANAGEMENT, LLC located in Stamford, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 10 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 82, Series 87, Series 86, Series 7 and Series 24 exams.

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Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Matthew John Hickman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a partner in a wealth management advisory business based in Santiago, Chile. I am no longer physically based in Chile but I do continue to service my existing clients. It is purely a commission based business.

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CRS (Client Relationship Summary) - RIA


Click below to view Matthew John Kyrle Hickman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 29, 2023 - Present

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

RIA
CRD#: 147348
Stamford, CT
Past

June 23, 2014 - October 1, 2014

CHATSWORTH SECURITIES LLC

BD
CRD#: 40804
GREENWICH, CT
Past

November 19, 2009 - March 5, 2012

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 29, 2004 - August 14, 2009

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 15654
NEW YORK, NY
Past

August 17, 2000 - February 11, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

April 5, 1999 - July 24, 2000

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

November 10, 1998 - March 30, 1999

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

May 31, 1995 - May 11, 1998

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 1, 1993 - October 26, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 5, 1993 - July 22, 1993

JAMES CAPEL INCORPORATED

BD
CRD#: 15390

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(3/29/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/3/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2000
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GC
GREENWICH CREEK CAPITAL MANAGEMENT, LLC
GCCM | GREENWICH CREEK CAPITAL MANAGEMENT, LLC | GREENWICH CREEK CAPITAL MANAGEMENT LLC

CRD#: 147348 / SEC#: 801-69383

RIA
Registered Investment Advisory firm - (11/26/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (11/23/2012 Approved)
Texas
Registered Investment Advisory firm - (10/23/2012 Conditional Restricted)
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Contact information


Main Address
Stamford, CT
Mailing Address
Phone number
(203) 769-5300
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts83
AUM (Assets Under Management)$ 95,657,659

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENWICH CREEK CAPITAL MANAGEMENT, LLC

CRD#: 147348Stamford, CT

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