Timothy C. Madigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Conway Madigan, who also goes by Tim Madigan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1994. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2017 - June 7, 2018
HOLLISTER ASSOCIATES, LLC
August 15, 2011 - August 12, 2016
CITIGROUP GLOBAL MARKETS INC.
July 17, 2002 - August 10, 2011
COMMERZ MARKETS LLC
June 17, 1996 - May 23, 2002
HSBC SECURITIES (USA) INC.
April 1, 1996 - July 12, 1996
J.P. MORGAN SECURITIES INC.
January 24, 1994 - April 1, 1996
CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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