Ilan D. Glenn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilan David Glenn was a registered financial professional .
Ilan is a previously registered financial professional and started their career in finance in 1993. Ilan had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2003 - June 27, 2019
QUEST CAPITAL STRATEGIES, INC.
November 12, 1999 - January 24, 2001
CIBC WORLD MARKETS CORP.
July 1, 1998 - November 29, 1999
COWEN AND COMPANY
July 30, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
February 15, 1996 - July 22, 1997
STUART, COLEMAN & CO., INC.
November 28, 1994 - February 27, 1996
PRIME CHARTER LTD.
November 22, 1993 - December 21, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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