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Leslie Maynard Corley

CRD# 2266036·Registered 1992 - 2000
Previously Registered: Being a previously registered professional could mean that Leslie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leslie Maynard Corley, who also goes by Leslie M Corley, was a registered financial advisor. Leslie was a previously registered financial professional and started their career in finance 1992 - 2000. Leslie had worked at 2 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leslie M Corley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

KILEY PARTNERS, INC.·CRD# 37814
BD
Henderson, NV
August 4, 1998 - November 30, 2000
LM CAPITAL SECURITIES, INC.·CRD# 30595
BD
West Palm Beach, FL
December 3, 1992 - October 26, 2000

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Current Firm

KP
KILEY PARTNERS, INC.

KILEY CAPITAL, INC. | KILEY, BLOEMERS, INC. | KILEY PARTNERS, INC.

CRD#: 37814 / SEC#: 8-48050
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

16 Bel Giorno Court, Henderson, NV 89011

Mailing Address

35 E Horizon Ridge Pkwy Ste 110, Box 3039, Henderson, NV 89002

Phone Number

(561) 758-3039

Established

Illinois since 12/09/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
KILEY, MICHAEL DOUGLASC.E.O., FINOP, CCO, COO1550462

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1992About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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