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Michael Douglas Kiley

KILEY PARTNERS
HENDERSON, NV
·CRD# 1550462·40 years experience

Professional Summary

Michael Douglas Kiley is a registered financial advisor currently at KILEY PARTNERS, INC. located in Henderson, Nevada. Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28, Series 53, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

KILEY PARTNERS, INC.·CRD# 37814
BD
1. Henderson, NV2. 16 Bel Giorno Court, Henderson, NV 89011
May 19, 1995 - Present
KILEY PARTNERS, INC.·CRD# 37814
RIA
Henderson, NV
February 25, 2016 - January 25, 2017
KILEY INVESTMENT MANAGEMENT, INC.·CRD# 147024
RIA
Henderson, NV
May 8, 2009 - May 3, 2016
LM CAPITAL SECURITIES, INC.·CRD# 30595
BD
West Palm Beach, FL
October 20, 1997 - October 13, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 23, 1993 - December 19, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 12, 1992 - July 30, 1993
CLAYTON BROWN & ASSOCIATES, INC.·CRD# 3664
BD
Chicago, IL
July 25, 1989 - November 18, 1992
BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
Minneapolis, MN
September 10, 1986 - July 13, 1989

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Current Firm

KP
KILEY PARTNERS, INC.

KILEY CAPITAL, INC. | KILEY, BLOEMERS, INC. | KILEY PARTNERS, INC.

CRD#: 37814 / SEC#: 8-48050
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

16 Bel Giorno Court, Henderson, NV 89011

Mailing Address

35 E Horizon Ridge Pkwy Ste 110, Box 3039, Henderson, NV 89002

Phone Number

(561) 758-3039

Established

Illinois since 12/09/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
KILEY, MICHAEL DOUGLASC.E.O., FINOP, CCO, COO1550462

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/19/1995)
RR
Nevada
(1/11/2013)
RR
Tennessee
(3/5/1998)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 2023About the Series 28 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1995About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Douglas Kiley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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