Russell J. Steward
Professional summary
Russell James Steward is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
Russell is registered as a RR (Registered Representative) and started their career in finance in 1997. Russell has worked at 9 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Russell James Steward's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2020 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022April 5, 2013 - January 31, 2020
T.R. WINSTON & COMPANY, LLC
February 6, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
January 18, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
September 21, 2011 - January 17, 2012
BMA SECURITIES, LLC
April 5, 2010 - September 16, 2011
CRESTA CAPITAL STRATEGIES, LLC
September 7, 2006 - November 6, 2009
SANDERS MORRIS LLC
August 6, 1998 - August 21, 2006
G.C. ANDERSEN PARTNERS CAPITAL, LLC
October 3, 1997 - April 9, 1998
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2020)
(2/7/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
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