Paul C. Blackman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Blackman was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1968. Paul had worked at 16 firms and has passed the Series 63, PC, Series 41, Series 000, Series 1, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2009 - June 30, 2011
FINTEGRA, LLC
December 1, 2005 - March 2, 2009
SANDERS MORRIS LLC
February 10, 2003 - December 13, 2005
RYAN BECK & CO.
April 11, 1997 - February 4, 2003
LADENBURG THALMANN & CO. INC.
September 25, 1995 - April 11, 1997
MESIROW FINANCIAL, INC.
January 18, 1993 - September 25, 1995
RODMAN & RENSHAW INC.
January 10, 1991 - January 21, 1993
MORGAN STANLEY DW INC.
May 7, 1981 - January 6, 1988
COWEN SECURITIES INC.
July 8, 1980 - January 17, 1991
FINANCIAL SQUARE PARTNERS
September 17, 1979 - July 13, 1980
LEHMAN BROTHERS INC.
March 14, 1979 - September 17, 1979
LOEB PARTNERS
August 14, 1978 - February 24, 1979
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
April 5, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
August 24, 1973 - April 5, 1976
PRESCOTT, BALL & TURBEN
October 17, 1968 - August 24, 1973
PRESCOTT, MERRILL, TURBEN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 3/17/1988
AMEX Put and Call ExamSeries 41
Date: 5/11/1978
NYSE Allied Member ExaminationSeries 000
Date: 10/7/1968
General Securities Principal ExaminationSeries 1
Date: 10/7/1968
Registered Representative ExaminationSeries 12
Date: 5/3/1975
NYSE Branch Manager ExaminationSeries 40
Date: 11/6/1971
Registered Principal ExaminationCurrent Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
