Steven W. Barber
UPTICK PARTNERS
Nacogdoches, TX 75965
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CRD#: 2265413
Professional summary
Steven Wayne Barber, CFP®, who also goes by Steven Barber, is a registered financial advisor currently at UPTICK PARTNERS, LLC located in Nacogdoches, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Long-term Care
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Retirement Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Steven Barber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOLISTIC TAX SOLUTIONS, LLC: NOT INVESTMENT RELATED: NACOGDOCHES, TX: ACCOUNTING FIRM: OWNER: 01/01/2024: HOURS PER MONTH; 5: HOURS DURING TRADING HOURS, 5: TAX ADVICE/PREPARATION BUSINESS. 2) BARBER FARMS: NOT INVESTMENT RELATED: FARM LAND RENTAL: SOUTH HAVEN, TX: Start date: 1/1/1999: PARTNER: Hours per week: 0: Hours during trading: 0: No Responsibilities. 3) S&C BARBER ENTERPRISES, LLC: RENTAL, TIMBER, & MINERALS: NACOGDOCHES, TX: Start date: 8/7/2012: PRESIDENT/CEO: Hours per week 2: Hours during trading 0: RENTAL PROPERTY, TIMBER AND MINERAL ROYALTY MANAGEMENT 4) NACOGDOCHES ECONOMIC DEVELOPMENT CORP: NACOGDOCHES, TX: 10/1/1996: BOARD MEMBER: Hours per week, 0: Hours during trading, 0: ATTEND MEETINGS - VOTE ON MOTIONS MADE. 5) OFFICE BUILDING RENTAL PROPERTY: RENTAL PROPERTY: NACOGDOCHES, TX: 1/3/2000: OWNER/LANDLORD: Hours per week, 2: Hours during trading, 0: BUILDING MAINTENANCE AND EXPENSE PAYMENTS. 6) Uptick Partners DBA, owned by Holistic Planning LLC; Not investment related - IAR Recruiting; 777 East Austin St, Nacogdoches, TX 75965; Owner; 3/4/24; 5 hours per month during trading hours; Recruiting and transition consulting. 7) Published book The Bridge Builder Path To Independence; investment related (for breakaway advisors); 777 East Austin, Nacogdoches, TX 75965; co-author; 8/15/24; 0 Hours during securities trading hours; co-author 8) North Starr LLC: Not Investment Related: 56 Holden Road N, Avon, CO, 81620: Passive rental income property: Start Date 2/1/2025: 0 hours during securities trading hours: President
CRS (Client Relationship Summary) - RIA
Click below to view Steven Wayne Barber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 3, 2023 - Present
UPTICK PARTNERS, LLC
Office #1: 2714 N. University Drive, Suite 100, Nacogdoches, TX 75965RIA
CRD#: 324250
Nacogdoches, TX
Past
September 27, 2006 - March 7, 2023
EDWARD JONES
RIA
CRD#: 250
NACOGDOCHES, TX
Past
August 11, 1992 - March 7, 2023
EDWARD JONES
BD
CRD#: 250
NACOGDOCHES, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING
CRD#: 324250 / SEC#: 801-127235
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING
CRD#: 324250 / SEC#: 801-127235
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 East Austin, Nacogdoches, TX 75965
Mailing Address
Phone number
(936) 800-0800
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,583 |
| AUM (Assets Under Management) | $ 688,095,249 |
Red Flags
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Company Information
UPTICK PARTNERS, LLC
CRD#: 324250Nacogdoches, TX 75965TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
