Jeanette Ventura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Ventura, who also goes by Jeanette Marie Elias, Jeanette Elias Ventura, was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1992. Jeanette had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2023 - January 23, 2024
SEI INVESTMENTS DISTRIBUTION CO.
September 6, 2019 - March 14, 2023
CANTOR FITZGERALD & CO.
February 14, 2001 - March 8, 2019
MORGAN STANLEY & CO. LLC
October 28, 1996 - January 30, 2001
J.P. MORGAN SECURITIES LLC
August 26, 1994 - August 26, 1996
J.P. MORGAN SECURITIES LLC
February 17, 1993 - August 26, 1994
FIRST UNION BROKERAGE SERVICES, INC.
August 17, 1992 - December 10, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/16/2023
General Securities Representative ExaminationCurrent Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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