Derek B. Wittenberg
Professional summary
Derek Bryant Wittenberg, who also goes by Derek Wittenberg, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1992. Derek has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Bryant Wittenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155July 21, 2020 - May 2, 2023
FNEX CAPITAL, LLC
June 22, 2005 - July 31, 2018
ION PARTNERS LLC
January 8, 2001 - April 3, 2003
KEYBANC CAPITAL MARKETS INC.
May 30, 1995 - February 26, 1998
LADENBURG THALMANN & CO. INC.
October 11, 1992 - February 23, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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