Rory C. Lough
Professional summary
Rory Cathleen Lough, who also goes by Rory Cathleen Bixel, Rory Cathleen Lough, Rory Lough, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Rory is registered as a RR (Registered Representative) and started their career in finance in 1992. Rory has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rory Cathleen Lough's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 23, 2024 - October 18, 2024
OSAIC WEALTH, INC.
March 31, 2022 - August 23, 2024
TRIAD ADVISORS LLC
May 18, 2015 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
July 27, 1999 - May 18, 2015
VALMARK SECURITIES, INC.
November 18, 1993 - July 27, 1999
WALNUT STREET SECURITIES, INC.
September 18, 1992 - December 9, 1993
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(10/9/2025)
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Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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