WW
William R. Wilde
CETERA INVESTMENT ADVISERS LLC
SCOTTSDALE, AZ 85253
Some features on this profile are disabled
CRD#: 2263421
WW
Professional summary
William Robert Wilde, who also goes by Bill Wilde, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA ADVISORS LLC located in Glendale, Arizona.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. William has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Wilde
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PACK MULE LLC, 7025 N SCOTTSDALE RD #115, SCOTTSDALE, AZ 85253, START 03/01/05, 75% OWNER, RESIDENTIAL BUILDING OWNERSHIP.
2.WILDE WEALTH MANAGEMENT, SAME AS OFFICE ADDRESS, FIXED INSURANCE AND FINANCIAL SERVICES, 40HR+/WK, COMMISSIONS.
3. RISE UP WEALTH MANAGEMENT GROUP; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START 6/2015; 35 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER.
4. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP - SEMINARS;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: SEMINARS;
START DATE: 07/26/2016;
POSITION/TITLE/RELATIONSHIP: SEMINAR PRESENTER;
APX NUMBER OF HOURS PER WEEK: 2 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: SEMINARS TO EDUCATE CLIENTS AND THE PUBLIC.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Wilde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253Office #2: 19420 N 59th Ave Bldg C Ste 261, Glendale, AZ 85308Office #3: 950 W Elliot Rd, Suite 126, Tempe, AZ 85284RIA
CRD#: 105644
SCOTTSDALE, AZ
Current
April 30, 2007 - Present
CETERA ADVISORS LLC
Office #1: 19420 N 59th Ave Bldg C Ste 261, Glendale, AZ 85308Office #2: 3200 W Ray Road Suite 101, Chandler, AZ 85226Office #3: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253BD
CRD#: 10299
Glendale, AZ
Past
May 8, 2007 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MESA, AZ
Past
October 30, 2003 - May 1, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
SCOTTSDALE, AZ
Past
April 15, 2003 - May 1, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
SCOTTSDALE, AZ
Past
August 24, 2001 - April 29, 2003
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
September 24, 1992 - August 28, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 5, 1992 - September 16, 1992
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2007)
IAR
Arizona(3/21/2024)
RR
California(4/30/2007)
RR
Colorado(4/30/2007)
RR
Connecticut(4/30/2007)
RR
Delaware(3/23/2023)
RR
Idaho(7/16/2015)
RR
Illinois(11/19/2020)
RR
Kansas(3/11/2009)
RR
Maine(1/5/2018)
RR
Maryland(1/4/2013)
RR
Michigan(4/30/2007)
RR
Nevada(4/30/2007)
RR
New Hampshire(1/7/2013)
RR
New Mexico(4/30/2007)
RR
Ohio(4/30/2007)
RR
Oklahoma(5/28/2020)
RR
Texas(5/7/2021)
IAR
Texas(3/21/2024)
RR
Utah(4/30/2007)
IAR
Utah(5/29/2025)
RR
Washington(4/30/2007)
RR
Wisconsin(9/29/2008)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
