Carlos A. Jimenez
Professional summary
Carlos Alberto Jimenez is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York and THE BENCHMARK COMPANY, LLC located in New York, New York.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 1993. Carlos has worked at 14 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Alberto Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155August 5, 2026 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155April 28, 2021 - August 3, 2026
BERENBERG CAPITAL MARKETS LLC
December 23, 2019 - April 21, 2021
CANTOR FITZGERALD & CO.
October 18, 2012 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
July 2, 2012 - October 16, 2012
VIRTU AMERICAS LLC
April 19, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 9, 2011 - April 21, 2011
THE BENCHMARK COMPANY, LLC
February 3, 2010 - March 16, 2011
BGC FINANCIAL, L.P.
February 4, 2008 - February 12, 2010
PALI CAPITAL, INC.
February 20, 2003 - September 12, 2007
SAL EQUITY TRADING, GP
February 20, 2003 - January 17, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 11, 2002 - February 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 1995 - October 30, 2002
HERZOG, HEINE, GEDULD, LLC
July 19, 1995 - September 12, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 1993 - July 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/25/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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