Stephen L. Nixon
Professional summary
Stephen Lawrence Nixon, who also goes by Stephen Nixon, Steve Lawrence Nixon, is a registered financial professional currently at PRISM FINANCIAL PRODUCTS LP located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 2 firms and has passed the Series 63, Series 7TO, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Lawrence Nixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2022 - Present
PRISM FINANCIAL PRODUCTS LP
Office #1: 130 West 42nd Street 23rd Floor, New York, NY, 10036April 7, 2017 - June 20, 2018
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
(6/23/2025)
(1/11/2023)
(7/15/2025)
(9/3/2025)
(7/9/2025)
(2/10/2023)
(8/12/2025)
Exams
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationFINRA
Current Firm
PRISM FINANCIAL PRODUCTS LP
CRD#: 306255 / SEC#: , 8-70465
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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