Scott A. Pruett
ALLSTATE FINANCIAL SERVICES | Personal Financial Representative
Woodridge, IL 60517-2657
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CRD#: 2263113
Professional summary
Scott Andrew Pruett is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Woodridge, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
As a Personal Financial Representative in Woodridge, I’ve gotten to know many local families. I understand that When it comes to preparing for your financial future, each person’s needs are unique. That’s why when you contact me at my Woodridge office, you’ll receive personalized service based on your needs. I look forward to helping you prepare a strategy to achieve your life insurance and financial goals. From saving for your child’s education to your retirement, my ongoing priority is to help you to create a financial strategy to achieve the peace of mind that you deserve.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Andrew Pruett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 7440 S Woodward Ave Ste H, Woodridge, IL 60517-2657BD
CRD#: 18272
Woodridge, IL
Past
August 27, 2015 - July 11, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DOWNERS GROVE, IL
Past
August 5, 1992 - November 25, 1992
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/30/2018)
RR
Texas(5/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES
CRD#: 18272 / SEC#: , 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Phone number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
Personal Financial RepresentativeCRD#: 18272Woodridge, IL 60517-2657TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
