Jai P. Joshi
Professional summary
Jai Paul Joshi is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.
Jai is registered as a RR (Registered Representative) and started their career in finance in 1992. Jai has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jai Paul Joshi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
BUCKLER SECURITIES LLC
Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831November 25, 2022 - June 5, 2023
DEALERWEB LLC
August 8, 2013 - November 28, 2022
EXECUTION ACCESS, LLC
March 24, 2000 - October 24, 2001
CREDIT SUISSE SECURITIES (USA) LLC
March 2, 1998 - May 19, 1998
RBC CAPITAL MARKETS, LLC
September 4, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
August 31, 1992 - March 15, 1993
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMOUR CAPITAL MANAGEMENT LP | SHAREHOLDER | 164570 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
Red Flags
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