Mark R. Luckinbill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Luckinbill was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2022 - November 30, 2023
FORESIDE FUND SERVICES, LLC
July 2, 2018 - September 8, 2020
GWN SECURITIES INC.
June 29, 2018 - September 8, 2020
GWN SECURITIES INC.
July 29, 2016 - May 1, 2017
CALTON & ASSOCIATES, INC.
July 26, 2016 - May 1, 2017
CALTON & ASSOCIATES, INC.
October 28, 2013 - November 19, 2014
CALTON & ASSOCIATES, INC.
September 20, 2013 - November 19, 2014
CALTON & ASSOCIATES, INC.
January 28, 2011 - November 8, 2011
VOYA FINANCIAL ADVISORS, INC.
January 28, 2011 - November 8, 2011
VOYA FINANCIAL ADVISORS, INC.
January 20, 2006 - January 31, 2011
VOYA FINANCIAL PARTNERS, LLC
October 15, 1993 - January 31, 2011
VOYA FINANCIAL PARTNERS, LLC
August 4, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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