Andy P. Bacaylan

KESTRA ADVISORY SERVICES

Santa Cruz, CA 95062

Some features on this profile are disabled

CRD#: 2262905

Professional summary

Andy P Bacaylan, CFP®, who also goes by Andrew Paul Bacaylan, Andy Bacaylan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Santa Cruz, California and KESTRA INVESTMENT SERVICES, LLC located in Santa Cruz, California.

Andy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Andy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Paul Bacaylan | Andy Bacaylan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/27/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: WI INVESTMENT ADVISORY GROUP, LLC POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/27/2025 ADDRESS: 1535 Seabright Avenue, Suite 110, Santa Cruz CA 95062, United States DESCRIPTION: management of the LLC including servicing and managing client accounts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy P Bacaylan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 27, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1535 Seabright Avenue Suite 110, Santa Cruz, CA 95062

RIA

CRD#: 283330

Santa Cruz, CA

Current

August 27, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1535 Seabright Ave Suite 110, Santa Cruz, CA 95062

CRD#: 42046

Santa Cruz, CA

Past

January 28, 2019 - August 27, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Santa Cruz, CA

Past

January 25, 2019 - August 27, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Santa Cruz, CA

Past

September 7, 2007 - January 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

September 7, 2007 - January 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Past

July 1, 2003 - September 14, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN JOSE, CA

Past

July 1, 2003 - September 14, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN JOSE, CA

Past

October 20, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SAN JOSE, CA

Past

October 15, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 1, 1995 - October 29, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 13, 1992 - May 16, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/27/2025)

California
(8/27/2025)

IAR

California
(8/27/2025)

Colorado
(8/27/2025)

Connecticut
(8/27/2025)

Idaho
(8/27/2025)

Illinois
(8/27/2025)

Indiana
(8/27/2025)

Minnesota
(8/27/2025)

Montana
(8/27/2025)

Nevada
(8/27/2025)

New Mexico
(8/27/2025)

New York
(8/27/2025)

North Carolina
(8/28/2025)

Oregon
(10/10/2025)

South Carolina
(8/27/2025)

Texas
(8/27/2025)

IAR

Texas
(9/17/2025)

Utah
(8/27/2025)

Vermont
(8/27/2025)

Virginia
(8/27/2025)

Washington
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/15/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/11/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kimberly Howard

KJH FINANCIAL SERVICES

IAR

Needham, MA

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andy P. Bacaylan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy P Bacaylan's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/1993

Series 63

Date: 9/8/1992

SIE

Date: 10/1/2018

Series 31

Date: 5/15/1995

Series 7

Date: 8/11/1992

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors