John F. Rowan
Professional summary
John Forney Rowan JR is a registered financial professional currently at JOHNSON RICE & COMPANY L.L.C. located in New Orleans, Louisiana.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Forney Rowan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2006 - Present
JOHNSON RICE & COMPANY L.L.C.
Office #1: 639 Loyola Avenue Suite 2775, New Orleans, LA 70113December 12, 2000 - February 9, 2006
CAPITAL ONE SECURITIES, INC.
March 28, 1996 - December 20, 2000
MORGAN KEEGAN & COMPANY, LLC
March 22, 1994 - April 3, 1996
MARQUIS INVESTMENTS, L.L.C.
June 7, 1993 - February 28, 1994
NATIONSSECURITIES
April 14, 1993 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 29, 1992 - January 22, 1993
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2007)
(2/23/2012)
(2/9/2006)
(2/9/2006)
(2/9/2006)
(2/15/2006)
(2/9/2006)
(2/9/2006)
(2/9/2006)
(2/9/2006)
(2/9/2006)
(2/21/2006)
Exams
FINRA
Nasdaq Stock Market
Current Firm
JOHNSON RICE & COMPANY L.L.C.
CRD#: 19524 / SEC#: , 8-37567
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARBONNET, JOSEPH STOREY | MEMBER/SALES MANAGER | 2456551 |
| CULICCHIA, LEONARD PETER | MEMBER | 1912845 |
| CUMMINGS, JOSHUA CRAIG | MEMBER/HEAD OF CORPORATE FINANCE | 2971569 |
| NALTY, MORGAN SHAW | MEMBER | 1849366 |
| ROWAN, JOHN FORNEY JR | MEMBER | 2262387 |
| SHERIDAN, MARK | MEMBER | 2316138 |
| VARISCO JR, PAUL JOSEPH | MEMBER | 4376671 |
| VARISCO, VINNIE RAMEL | MEMBER/HEAD OF TRADING | 2707435 |
| CUMMINGS, CLAYTON PAUL | MEMBER | 4897142 |
| GREEN, GEORGE ROBBERT | MEMBER | 1090141 |
| GUNDLACH, MARK LEWIS | MEMBER | 3100859 |
| MALLOY, MARTIN WHITTIER | MEMBER/HEAD OF RESEARCH/CHIEF FINANCIAL OFFICER | 2423461 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 1182101 |
| MEADE, CHARLES ARTHUR | MEMBER | 5587028 |
| SEREMET, JOSEPH JOHN III | MEMBER | 4990513 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHNSON RICE & COMPANY L.L.C.
CRD#: 19524New Orleans, LA 70113TRUST BUT VERIFY
Monitor John Rowan
Get automatic monthly alerts on:
