William C. Conerly

CETERA INVESTMENT ADVISERS LLC

BRANDON, MS

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CRD#: 2262031

Professional summary

William Clayton Conerly, who also goes by Clay Conerly, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brandon, Mississippi and CETERA WEALTH SERVICES, LLC located in Brandon, Mississippi.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Conerly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM CONERLY; Investment Related; 123 Fox Hollow Bend, Brandon, MS 39047; Insurance; Agent/Representative; Start Date 02/2017; 2 hours per month with no hours during trading hours; I sell and service insurance products including annuity and life insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Clayton Conerly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BRANDON, MS

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Brandon, MS

Past

December 2, 2010 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Brandon, MS

Past

December 2, 2010 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Brandon, MS

Past

August 11, 2008 - December 23, 2010

LEVEL FOUR FINANCIAL, LLC

RIA

CRD#: 25700

RIDGELAND, MS

Past

August 11, 2008 - December 23, 2010

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

RIDGELAND, MS

Past

January 1, 2004 - August 5, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

RIDGELAND, MS

Past

January 1, 2004 - August 5, 2008

CETERA ADVISORS LLC

CRD#: 10299

RIDGELAND, MS

Past

April 8, 1999 - January 1, 2004

IFG ADVISORY SERVICES INC

RIA

CRD#: 105316

MENDENHALL, MS

Past

May 24, 1995 - January 2, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

March 2, 1994 - May 24, 1995

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

September 4, 1992 - March 2, 1994

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(2/20/2025)

Mississippi
(2/20/2025)

IAR

Mississippi
(2/20/2025)

Tennessee
(8/6/2025)

Virginia
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/7/1994

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Conerly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Clayton Conerly's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

LEVEL FOUR FINANCIAL, LLC

LEVEL FOUR FINANCIAL, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1999

Series 63

Date: 9/3/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1998

Series 22

Date: 10/7/1994

Series 6

Date: 9/3/1992

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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