LA
Lauren B. Althaus
THRIVENT ADVISOR NETWORK
Ontario, CA 91764
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CRD#: 2261586
LA
Professional summary
Lauren Bruce Althaus, CFP®, ChFC®, CLU® is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Ontario, California and THRIVENT INVESTMENT MANAGEMENT INC. located in Ontario, California.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Lauren has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Insurance Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE POSITION: Agent NATURE: Selling/ servicing Fixed Insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 3333 E Concours St., Suite 1800, Ontario CA 91764, United States DESCRIPTION: Selling / servicing fixed insurance contracts RENTAL HOME POSITION: Owner NATURE: Rent this home to single family tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2015 ADDRESS: 4925 Calico Ct, Alta Loma CA 91737, United States DESCRIPTION: Rent this home to single family tenants. THRIVENT ADVISOR NETWORK,LLC DBA CONCOURS CAPITAL ADVISORS POSITION: Wealth Advisor, Partner NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2022 ADDRESS: 3333 E. Concours St Ste 8100, Ontario CA 91764, United States DESCRIPTION: Provide investment advisory services to clients. OLD HOUSE LLC POSITION: Co Owner NATURE: Office building for IEFC, LLC business use. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2004 ADDRESS: 333 Concours St., Bldg 8, Ontario CA 91764, United States DESCRIPTION: Maintaining building THE EXECUTIVE SUITE AT HAVEN LLC POSITION: one of the owners of the LLC NATURE: Commercial Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 9431 Haven Ave, Rancho Cucamonga CA 91730, United States DESCRIPTION: I have an investment interest along with my spouse and other partners in the Executive Suite at Haven LLC. I am not the management partner. This property is a business of executive offices and the LLC owns the actual commercial property. The LLC has hired a management company to manage the executive suites that are for lease. I spend appx 5 or less hours per month interfacing with the management company and staff of this business/property and dealing with various paper work projects assocaited with the LLC etc. My spouse and I have ownership interest of 57.61%. It is income generating. IEFC LLC POSITION: consultant NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 3333 E Concours St, Ste 8100, Ontario CA 91764, United States DESCRIPTION: business development consulting, client transition, case planning, some advisory work
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Bruce Althaus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
May 19, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 3333 East Concours Street Suite 8100, Ontario, CA 91764RIA
CRD#: 304569
Ontario, CA
Current
June 6, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3333 E Concours, Ontario, CA 91764RIA
BD
CRD#: 18387
Ontario, CA
Past
July 16, 2020 - June 5, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Ontario, CA
Past
August 12, 2002 - July 15, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ONTARIO, CA
Past
July 1, 2002 - July 15, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ONTARIO, CA
Past
September 2, 1992 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2024)
RR
Arizona(6/20/2024)
RR
Arkansas(6/20/2024)
IAR
California(5/19/2020)
RR
California(6/6/2024)
RR
Colorado(6/20/2024)
RR
Delaware(6/20/2024)
RR
Florida(6/20/2024)
RR
Idaho(6/20/2024)
RR
Kansas(6/20/2024)
RR
Kentucky(6/20/2024)
RR
Maryland(6/20/2024)
RR
Minnesota(6/20/2024)
RR
Nevada(6/20/2024)
RR
North Carolina(6/20/2024)
RR
Oregon(6/20/2024)
RR
Pennsylvania(6/20/2024)
RR
Tennessee(6/20/2024)
IAR
Texas(8/19/2022)
RR
Texas(6/20/2024)
RR
Utah(6/20/2024)
RR
Virginia(6/20/2024)
RR
Washington(6/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
