Andrew C. Fialko
Professional summary
Andrew Charles Fialko, who also goes by Andy Fialko, is a registered financial professional currently at MOUNTAINSIDE SECURITIES LLC located in Summit, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Charles Fialko's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
MOUNTAINSIDE SECURITIES LLC
Office #1: 450 Springfield Avenue Suite 201, Summit, NJ 07901Office #2: 450 Springfield Avenue, Suite 201, Summit, NJ 07901June 18, 1999 - December 11, 2018
W. H. MELL ASSOCIATES, INC.
August 6, 1997 - June 15, 1998
JANNEY MONTGOMERY SCOTT LLC
January 27, 1993 - July 11, 1997
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2020)
(12/12/2018)
(12/12/2018)
(1/31/2019)
(1/25/2019)
(2/1/2019)
(12/12/2018)
(12/12/2018)
(12/12/2018)
(1/10/2019)
(2/5/2019)
(12/12/2018)
(1/3/2019)
(6/24/2022)
(2/25/2019)
(12/12/2018)
(1/16/2019)
(12/12/2018)
(12/12/2018)
(1/4/2019)
(1/17/2019)
(7/15/2022)
(12/12/2018)
(12/12/2018)
(3/2/2020)
(3/4/2019)
(12/14/2018)
(12/12/2018)
(1/17/2019)
Exams
FINRA
Current Firm
MOUNTAINSIDE SECURITIES LLC
CRD#: 297949 / SEC#: , 8-70157
Contact information
FINRA licenses (29 States and Territories)
Red Flags
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