JS
Jason M. Siner
SANTANDER US CAPITAL MARKETS LLC
Ft Lauderdale, FL 33301
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CRD#: 2260964
JS
Professional summary
Jason Mitchell Siner is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in Ft Lauderdale, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1992. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Mitchell Siner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2015 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 200 East Broward Blvd Suite 1260, Ft Lauderdale, FL 33301BD
CRD#: 150696
Ft Lauderdale, FL
Past
August 20, 2013 - November 9, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
BOCA RATON, FL
Past
December 1, 2008 - August 21, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BOCA RATON, FL
Past
November 5, 1998 - September 18, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 17, 1998 - August 28, 1998
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
May 13, 1994 - February 19, 1998
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
August 3, 1992 - February 8, 1993
SUPPES SECURITIES, INC.
BD
CRD#: 13722
NYC, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2017)
RR
Arkansas(5/3/2021)
RR
California(11/17/2015)
RR
Colorado(1/4/2016)
RR
Connecticut(11/18/2015)
RR
Delaware(5/3/2021)
RR
District of Columbia(11/17/2015)
RR
Florida(11/16/2015)
RR
Georgia(2/23/2016)
RR
Illinois(1/4/2016)
RR
Indiana(2/15/2022)
RR
Iowa(4/26/2016)
RR
Kansas(2/23/2016)
RR
Kentucky(8/1/2016)
RR
Louisiana(2/23/2016)
RR
Maryland(2/23/2016)
RR
Massachusetts(2/23/2016)
RR
Michigan(8/31/2016)
RR
Minnesota(1/4/2016)
RR
Missouri(4/26/2016)
RR
Nebraska(4/26/2016)
RR
New Hampshire(8/13/2018)
RR
New Jersey(11/17/2015)
RR
New Mexico(7/20/2017)
RR
New York(11/17/2015)
RR
North Carolina(11/17/2015)
RR
Ohio(11/17/2015)
RR
Oklahoma(1/30/2017)
RR
Oregon(12/7/2017)
RR
Pennsylvania(11/17/2015)
RR
South Carolina(6/26/2017)
RR
Tennessee(2/23/2016)
RR
Texas(2/5/2016)
RR
Utah(3/26/2018)
RR
Virginia(11/17/2015)
RR
Washington(4/26/2016)
RR
Wisconsin(8/24/2017)
RR
Wyoming(3/3/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SU
SANTANDER US CAPITAL MARKETS LLC
AMHERST PIERPONT | SANTANDER US CAPITAL MARKETS LLC | SANTANDER INVESTMENT SECURITIES | PIERPONT SECURITIES LLC | PIERPONT SECURITIES INC. | PIERPONT SECURITIES | AMHERST SECURITIES | AMHERST PIERPONT SECURITIES LLC
CRD#: 150696 / SEC#: , 8-68282
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
437 Madison Avenue 6th - 8th Floor, New York, NY 10022
Mailing Address
437 Madison Avenue 6th Floor, New York, NY 10022
Phone number
(212) 872-0100
Established
Delaware since 01/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696Ft Lauderdale, FL 33301TRUST BUT VERIFY
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