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AS

Anthony G. Simone

RENCAP SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 2260735
AS

Professional summary

Anthony Gerard Simone is a registered financial professional currently at RENCAP SECURITIES, INC. located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Gerard Simone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2008 - Present

RENCAP SECURITIES, INC.

Office #1: 750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022Office #2: 750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
BD
CRD#: 37821
NEW YORK, NY
Past

May 2, 2007 - December 3, 2008

INVESTEC SECURITIES (US) LLC

BD
CRD#: 138421
NEW YORK, NY
Past

March 1, 2001 - April 25, 2007

RYAN BECK & CO.

BD
CRD#: 3248
LIVINGSTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/7/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/20/2001
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RENCAP SECURITIES, INC.
RC SECURITIES, INC. | TAURUS GLOBAL SECURITIES, INC. | RENCAP SECURITIES, INC.

CRD#: 37821 / SEC#: , 8-48011

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
Mailing Address
750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
Phone number
(212) 824-1099
Established
Delaware since 12/05/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RENAISSANCE CAPITAL SERVICES LIMITED (UK)SHAREHOLDER
DEBELLIS, JOSEPH FRANCISDIRECTOR, CCO AND & SECRETARY1251861
SIMONE, ANTHONY GERARDCEO2260735
VALDES, CARLOSDIRECTOR & FINOP2353403

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RENCAP SECURITIES, INC.

CRD#: 37821New York, NY 10022

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