Kevin P. Doyle
Professional summary
Kevin Patrick Doyle is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Santa Monica, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Doyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 429 Santa Monica Blvd Suite 280, Santa Monica, CA 90401February 21, 2017 - April 24, 2018
FINANCE OF AMERICA SECURITIES LLC
January 5, 2015 - December 28, 2015
B. RILEY WEALTH MANAGEMENT
August 8, 2014 - January 6, 2015
ODEON CAPITAL GROUP LLC
May 27, 2010 - September 13, 2012
GFI SECURITIES LLC
January 21, 2009 - June 2, 2010
MIDSOUTH CAPITAL, INC.
November 13, 2000 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
October 11, 1994 - November 29, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2018)
(2/8/2019)
(4/25/2018)
(12/17/2018)
(12/1/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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