Edward H. Rosenau
Professional summary
Edward Hanes Rosenau, who also goes by Edward Hanes Rosenau, Ned Rosenau, is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Edward has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Hanes Rosenau's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2025 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535January 18, 2013 - December 31, 2014
PFS INVESTMENTS INC.
December 6, 1993 - January 18, 2001
DEAM INVESTOR SERVICES, INC.
November 9, 1992 - November 29, 1993
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879 / SEC#: 801-66549
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2025)
Exams
Current Firm
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879 / SEC#: 801-66549
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
Monitor Edward Rosenau
Get automatic monthly alerts on:
